上海财经大学商学院培训中心,ACCA,CFA,CPA

推荐阅读的CFA道德文章

  “道德与行为规范”会在通过与失败徘徊的时候起到决定性的作用。比如,你刚好通过Minimum Passing Score,但由于道德太差,那么CFA协会可能调整你为Fail;但假如你刚好没有通过Minimum Passing Score,但由于道德水准高,那么CFA协会可能调整你为Pass。相反,你考的太好,或太差,道德高、低则没有任何影响。CFA协会的官方说明如下:

 

  The Board of Governors instituted a policy to place particular emphasis on ethics.Starting with the 1996 exams,the performance on the ethics section became a factor in the pass/fail decision for candidates whose total scores bordered the minimum passing score.The ethics adjustment can have a positive or negative impact on these candidates'final results.